Products & Services

At Caldwell Securities Ltd., our mission is to help you achieve your financial goals and dreams. We believe that each of our clients is unique and deserves financial solutions tailored to their individual situation and needs. We help you make the most of your money by providing individual solutions from independent advisors. Our financial professionals create personalized plans just for you, and provide clients with access to the very best products and services available not only from across Canada, but from around the world.

Caldwell clients have access to:

• Trading and Brokerage (learn more )
  Caldwell executes trading for professional traders, private clients, pensions, mutual funds and other institutions. Our trading desk works purely on agency basis to achieve the best available fills for our clients. To request that a Caldwell Securities trader to contact you, please click here.
• Investment Advice (learn more )
  Each of Caldwell's Investment Advisors works to give our clients professional advice that draws upon our entire team's depth of experience. To request that a Caldwell Securities Investment Advisor contact you, please click here.
• Portfolio Management (learn more )
  Rather than being involved in the day-to-day activity, some clients prefer that Caldwell manage their investments. To help our clients achieve their goals, we develop an investment policy with each client that reflects their individual needs. Each of our Portfolio Managers has decades of investment experience and we work closely together as a team. To request that a Caldwell Portfolio Manager contact you, please click here.
• Financial and Estate Planning (learn more )
  A family's financial well-being demands none than a collection of separate investments and documents. It needs a coherent plan. At Caldwell, our team includes professionals that help people access the advice they need to map out their family's future. To request that a Caldwell Financial Planner contact you, please click here.
• Charitable Giving Strategies (learn more )
  Members of the Caldwell team serve as advisors, board members and portfolio managers for many charitable organizations and foundations. We also help our clients plan and execute tax-effective strategies to achieve their charitable goals. To request that a Caldwell Charitable Donations Specialist contact you, please click here.
• Mutual Funds and Pooled Funds (learn more )
  Caldwell offers the complete range of mutual funds and pooled funds available to retail and institutional investors in Canada. Through Caldwell Investment Management, we offer our own funds and pools which are managed with the same care and strategies that we employ for our firm's largest private accounts. To learn more about Caldwell mutual funds and accredited investor pools, please click here.
• Registered Education Savings Plans (RESPs) (learn more )
  RESPs are wonderful vehicles to help people fund their children's or grandchildren's post-secondary education. The Canadian government will match 20% of your contributions up to $500 per year. To learn more about a Caldwell RESP, please click here.
• Retirement Savings Plans (RRSPs) (learn more )
  Canada has the best vehicle of any country in the world to help its people save for their own retirement: the RRSP. To learn more about a Caldwell RRSP, please click here.
• Retirement Income Funds (RRIFs) (learn more )
  Just as the RRSP are a great means of saving for retirement, a RRIF is a superior vehicle for providing retirement income. Of all the registered products, RRIFs are the most commonly misunderstood. Please click here to learn more about a Caldwell RRIF.
• Tax Free Savings Account (TFSAs) (learn more )
  Designed to encourage Canadians to save before they buy, TFSAs allow for up to $5000 per year to be sheltered for income tax on future interest, dividends and capital gains. To learn more about Caldwell TFSAs, please click here.
• Life, Disability and Critical Illness Insurance (learn more )
  Caldwell offers the full suite of insurance products to help you plan for your future and help protect your family's well-being. To learn more about how Caldwell Insurance Services can assist you, please click here.
• Online Account Access (learn more )
  Caldwell offers its clients Internet account access from anywhere in the world. To register for on-line access or to view your accounts, please click here.
• On-line Electronic Statements and Trade Confirmations (learn more )
  A more efficient and environmentally friendly way to access account information is now available to all of Caldwell's clients. Please click here to register for on-line statement access.
• Bonded Custody and Record Keeping (learn more )
  Caldwell offers bonded securities custody for private accounts, pooled funds and other institutional investors. Our firm also provides securities record keeping and performance measurement. To inquire how Caldwell can help you custody your investments or keep track of your investors, please click here.

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Tax Free Savings Account (TFSA)

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Caldwell Securities Ltd.
150 King Street West
Suite 1710
Toronto, ON M5H 1J9
Phone: 416-862-7755
Phone: 1-800-387-0859
Fax: 416-862-2498