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We are Wealth Managers. Preserving your wealth and helping it grow.

Bloomberg: There’s a Bull Case for Canadian Stocks Even After Record Highs

Globe and Mail op-ed by our Chairman, Thomas S. Caldwell:
"Making sense of the current market volatility"

The Critical Investment Question

The Importance of Financial Advice

Where are the bargains?

WP Canada: Industry news – ‘I’m always looking at what’s been hammered down’ (Thomas Caldwell Interview)


To our clients,

As the COVID-19 situation evolves and has greater impact on our daily lives, we want to inform our clients that we have rolled out our firm's business continuity plan. The plan allows for the continuous running of our client services, while also caring for the wellbeing of our employees and their families.

For now, your Investment Advisor and other members of our team are working both at and away from our branch and head offices, but that may change as the situation evolves. Our main phone line is personally answered at head office during normal business hours and employees can be reached by email.

Should you have any concerns regarding our service levels during these unprecedented times, please contact your Investment Advisor or Sally Haldenby Haba at, 416-624-5777 or Angela Stirpe at, 416-627-9222.

March 16, 2020

COVID-19 Market Update 3.0 With Thomas Caldwell | April 29, 2020

COVID-19 Market Update 2.0 With Thomas Caldwell | April 15, 2020

COVID-19 Market Update With Thomas Caldwell | March 26, 2020

A message from our Chairman regarding markets and Covid-19 on BNN-Bloomberg


Our Firm

Caldwell is a leading ​wealth management firm that has been providing innovative solutions to meet the requirements of individual and institutional investors for over 30 years.

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Our Team

We provide our clients with a holistic approach to wealth management that integrates your wealth goals with a sophisticated investment strategy. This means understanding that you are unique and that your financial goals require tailored solutions.

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Thomas S. Caldwell
Founder and Chairman
Thomas S. Caldwell graduated from McGill University in 1965, and has been actively involved in the investment industry since that time. Mr. Caldwell is Chairman of Caldwell Securities Ltd., an organization founded in 1980. Caldwell Securities Ltd. is a...
Brendan Caldwell
Executive Vice President & Director
Brendan Caldwell is the President & CEO of Caldwell Investment Management Ltd (“CIM”). The mutual funds for which Brendan acted as lead portfolio manager have won five Lipper Awards for Caldwell Investment Management in recent...
Angela T. Stirpe
Director, Chief Financial Officer, Chief Compliance Officer
Angela T. Stirpe is Director, Chief Financial Officer and Chief Compliance Officer of Caldwell Securities Ltd.  She is also President of Caldwell Financial Ltd. the holding company for Caldwell Securities Ltd. & Caldwell Investment Management....

Wealth Management

Our wealth management solutions are designed to meet the goals and needs of families, individuals and business across Canada by providing you with services you can rely on from advisors you trust.

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