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James Caldwell

​Vice President & Investment Advisor


Vice President & Investment Advisor
(905) 324-5495

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Caldwell Securities 
Niagara-on-the-lake, ON

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James Caldwell is a seasoned investment advisor who brings his vast experience in global capital markets to formulate investment plans for his many clients. 

His career started with Merrill Lynch in 1977. Subsequently he joined Caldwell Securities at its inception in 1980. He has not only completed all the Canadian Securities Industry requirements, but also those of the United States. 

Mr. Caldwell is responsible for Caldwell’s office in Niagara-on-the-Lake, providing a competent, friendly environment for individuals to discuss their financial objectives. 

Caldwell Securities is a proud supporter of many local charities in Niagara, including sponsorship of the local Christmas parade every year since our office opened.