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Rick Felton

Investment Advisor 

RickFelton

Investment Advisor
(905) 358-2234

Contact Via Email

Caldwell Securities
Niagara-on-the-lake, ON

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For over 30 years Rick Felton has successfully been meeting the investment needs of his clients with his “sleep at night” approach to portfolio management. After 21 years working in the investment industry in Kelowna, B.C., Rick returned to Ontario and joined the Niagara-on-the-Lake branch of Caldwell Securities.

Rick is a Canadian Security Registered Representative, I & II having written and passed exams for most major exchanges including the Toronto Stock Exchange, the New York Stock Exchange, NASDAQ, and the Chicago Board of Trade. He is is also a licensed life insurance agent, levels I & II, with Partners, Officers & Directors Qualifications, has passed the Canadian Options Exams, and is fully up-to-date in compliance with CPH exams, CIF levels I & II.

Rick has been married to his wife Carole for 36 years and has five daughters and eight grandchildren. Hiking, fishing and movies are his favourite hobbies.